Executive Summary

When an Organisation enables the Expiring Documents Reminder Functionality, an Organisation gets the benefit of two additional system generated emails:

Some documents have Expiry Dates.

• A document's Expiry Date is whatever date that an Administrator decides that that document ‘expires’ (whatever that means to an organisation).
• Usually it's because the document is only ‘valid’ for a certain period of time. E.g. a Training Certificate or Vetting Letter is valid 3 years from the date of issue. 

Enabling the Expiring Documents Reminder Functionality can help both Administrators and Volunteers.

• The system can trigger an email reminder to a volunteer, that their document is due to expire.
  • This helps volunteers by giving them advance warning that they may need to ‘renew’ their Expiring Document.
  • An expired document can prevent a volunteer from volunteering till they renew the document.
  • This leads to drop-off rates in volunteer participation. 
• It helps Administrators by allowing an organisation to set a time period in which to check for any documents that are due to expire.
  • The system can trigger an email reminder to an Administrator, that there are documents expiring.
  • This helps Admins by giving them advance warning that they may need to get a volunteer to ‘renew’ their Expiring Document.

Expiring Documents Reminders from an Admin's Point of View

At an Organisation Level, an Organisation may want to:

• switch on the Expiring Documents Reminder functionality for their Organisation
• be able to decide what (if any) Document Types (categories) the Expiring Documents Reminder functionality should apply to
  • e.g. remind me about Vetting Letters (Doc Type A) and Safeguarding Certificates (Doc Type B), but
  • don't remind me about Volunteers Review Forms (Doc Type C).
• be able to set a default Reminder Days period (X days) for the system to run a check against (i.e. the period of time for which, if a document expires in the next X days, the document will be included in the list of Expiring Documents)
• decide how frequently to automatically remind the volunteer that their document is expiring, along with the number of days between reminders
• edit the text of the Email Template, to allow for customised text (e.g. ‘Contact Admin A on their email and mobile for next steps of how to renew your document’)
• offer Administrators the ability to opt in or opt out of receiving this system generated email reminder
• have a record of configuring this

An Administrator wants to be able to:

• opt in to getting an email that let them know about any documents that are going to expire
• decide for themself how far into the future (Y days) I want the system to check (number of days). This value - Y days - is customised to each Administrator's personal preferences, and differs from the X days Org-level value set for the system checks for emails going to a volunteer.
• be able to decide how often they get that email reminder (daily, weekly, monthly, and on what day of the week) - which might differ from another Administrator in the organisation
• opt out of the reminder email if they choose to
• have a record of any changes to their notification preferences

Turning on the Expiring Documents functionality

Once enabled by Complyfile, in Org Settings you will see ‘Enable Expiring Documents Reminders’ appear under the list of Document Types.

• There will be a blank / unchecked checkbox.
• Check / tick the unchecked box to turn on the functionality for your organisation.
• Click ‘Submit' and check that it saved (view your History Records to confirm this).

Set your Organisation's Expiring Documents Date Range Check Period

Next, now that you have decided to activate the Expiring Documents Reminder functionality for your organisation, decide internally how many days into the future you want the system to check for volunteers' Expiring Documents.

So, if you set it at 90 days, you're telling the system to run an automated check each morning for any documents that expire in exactly 90 days time. 

See this GIF for how to set the Expiry Date Range Check Period for volunteer documents:

The Expiring Documents Volunteer Reminder Email

This is what the Expiring Documents Volunteer Reminder Email looks like (for testing purposes only it's set at 0 days, i.e. documents that expire today):

By default, the volunteer will only receive the Expiring Documents Volunteer Reminder Email once.

However, an Organisation can adjust the days to elapse between reminders, and how many times the automated reminder is sent to the volunteer

which automatically creates a History Record for each change made:

Remember to press the ‘Submit’ button and to check that the changes saved correctly.

Expiring Documents Admin Reminder Email

The purpose of the Expiring Documents Admin Reminder Email, is for an Admin to get an automated email reminder about certain documents that are due to expire.

An Administrator on Complyfile can choose their notification preferences:

Admin A chooses to

• get the email notification
• weekly
• every Friday and Saturday (self-selecting their days of the week)
• and wants to know about any documents expiring in the next 7 days

Admin B chooses to

• get the email notification
• monthly
• the first Friday of the month
• and wants to know about any documents expiring in the next 100 days

Admin C chooses to

• get the email notification
• monthly
• on the last Monday of the month
• and wants to know about any documents expiring in the next 180 days

Admin D chooses to

• not get the email notification

Example of Admin Setting their Notification Preferences

In the example above of the Admin's preferences, the Administrator chose to:

• get the Expiring Documents Admin Reminder Email notification (by checking / ticking the box called ‘When documents are due to expire’ in Notification Preferences)
• weekly
• every Friday and Saturday
• and wants to know about any documents expiring in the next 7 days

This is an example of a History Record, that shows:

• the change an Administrator made to their email notification preferences for the Expiring Documents Admin Reminder Email 
• the History Record evidencing the sending of the Expiring Documents Admin Reminder Email at 7 a.m. the following day.

This is the Expiring Documents Admin Reminder Email that the Admin received, letting the Admin know that 4 documents expire in the next 7 days. The email contains:

• The name of the volunteer
• The name of the Document Type (as categorised by the organisation)
• The Expiry Date given to that document by the Org Admin in the past
• Any Reference ID attributed to to the document by the Org Admin (this is a voluntary field, so will be blank if no reference ID given at the time)

How does this work technically?

The system has a ‘scheduler’, whose job is to:

• Every day at 7 a.m., look for any documents that have an Expiring Documents Reminder days period of X days
• Then
  • search for all Document Types that have their Document Type flag set
  • AND all documents whose Expiry Date = today's date PLUS the value of the Expiring Days reminder period set (X days)
• For each of the documents flagged, the system adds the name of the document to the Expiring Documents Reminder email going to the opted in Admin, and the document is time-stamped for today's date (as an action has taken place in relation to the document).
• That timestamp is then used in the next round of checks where the system basically uses it to send out the subsequent reminders (depending on how configured at an Organisation level).